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英国央行(Bank of England)对花旗集团(Citigroup)处以巨额罚款

wuya 2019-11-28 14:54

 

伦敦,11月26日(新华社)——周二,英国央行表示,它对美国第三大银行花旗集团处以近4400万英镑的罚款,原因是其监管报告的失误。


英国央行(Bank of England)旗下的审慎监管局(Prudential Regulation Authority, PRA)对这家美国银行业巨头的英国业务处以4,390万英镑的罚款,原因是该公司未能在2014年至2018年期间向PRA提交完整而准确的申报表。


英国央行(Bank of England)表示,尽管花旗在任何时候的流动性和资本金要求上都处于盈余状态,但在相当长的一段时间内,问题依然存在,而且性质严重、普遍。


“对于PRA履行我们的职责来说,来自公司的准确监管回报至关重要。花旗未能提供准确的回报,也未能达到我们对一家具有系统重要性的银行所期望的治理和监管报告监督标准,”PRA首席执行官萨姆•伍兹表示。


据英国央行(Bank of England)称,花旗最初可能被罚款6,270万英镑,但它与英国审慎监管局(PRA)合作解决此事,有资格获得30%的罚款减免。(1英镑= 1.28美元)

 

LONDON, Nov. 26 (Xinhua) -- The Bank of England said on Tuesday it fined America's third-largest bank Citigroup nearly 44 million pounds for failures in their regulatory reports.

 

The Bank of England's Prudential Regulation Authority (PRA) levied the penalty of 43.9 million pounds on the UK operations of the American banking giant for failing to submit complete and accurate returns to the PRA between 2014 and 2018.

 

While Citi remained in surplus to its liquidity and capital requirements at all times, the failings persisted over a significant length of time and were serious and widespread in nature, the Bank of England said.

 

"Accurate regulatory returns from firms are vital for the PRA in fulfilling our role. Citi failed to deliver accurate returns and failed to meet the standards of governance and oversight of regulatory reporting which we expect of a systemically important bank," PRA Chief Executive Officer Sam Woods said.

 

Citi would have been fined 62.7 million pounds initially but its cooperation with the PRA to resolve the matter qualified for a 30 percent reduction in the fine, according to the Bank of England. (1 pound = 1.28 U.S. dollars)

    来自: xinhua